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Self-Assessment Index
Developed Specifically for Welfare-Recipient Screening


The Self-Assessment Index differs from other tests in that it was designed specifically for welfare-to-work recipient screening. What other test measures cloaked issues like recipients' truthfulness, substance (alcohol and other drugs) use, barriers to employment and recipients' abilities to handle stress? The Self Assessment has empirically demonstrated reliability, validity, and accuracy. And, the Self Assessment is affordable.

The Self-Assessment Index is designed to screen welfare recipients applying for welfare-to-work programs. The Self Assessment has 103 items and takes 30 minutes to complete. Automated (computer-scored) reports are available on-site within two minutes of data entry. The Self Assessment has five measures (scales): 1. Truthfulness Scale, 2. Alcohol Scale, 3. Drugs Scale, 4. Work Index Scale and 5. Stress Coping Abilities Scale. The Self Assessment measures recipient truthfulness, quantifies substance (alcohol and other drugs) use or abuse, evaluates work attitudes and assesses stress coping abilities. The Self Assessment is much more than just another alcohol or drug test.

APPLICATIONS
** Self-Assessment Index **
  • Assessment of welfare recipients in welfare-to-work programs.
     
  • Screening people in job training programs.
     
  • Job placement programs' applicant screening.

Five Scales (Measures)

The five Self-Assessment Index scales are described as follows:

1. Truthfulness Scale: Measures how truthful the client (welfare recipient will be used throughout this manual) was while completing the Self Assessment. It identifies denial, guardedness, minimization and faking. It identifies attempts to fake good.

2. Alcohol Scale: Measures the severity of alcohol use or abuse. Alcohol refers to beer, wine and other liquor.

3. Drugs Scale: Measures the "other drugs" use and abuse. Drugs refer to marijuana, crack, ice, cocaine, amphetamines, barbiturates and heroin. This scale measures the severity of illicit drug use or abuse.

4. Work Index Scale: Measures attitude and motivational factors that influence welfare recipients' work-related attitudes and behavior.

5. Stress Coping Abilities Scale: Measures how effectively the welfare recipient handles stress. Aside from alcohol and drugs, a common relapse trigger is stress -- or more specifically, how the individual copes with stress (anxiety and pressure).

Many of these factors (expense, transportation, family support, child care responsibilities, etc.) are subtle but important barriers to job training and employment. Other factors are more visible (substance abuse and stress coping) and equally important.

The Self Assessment assesses attitudes and behaviors yielding a welfare recipient profile. The Self Assessment was developed specifically for welfare-to-work evaluation. The Self Assessment is much more than just another alcohol or drug test; consequently, it measures important attitudes/behaviors missed by other tests. It is brief (103 items) yet effective when screening barriers to employment.

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Why use the Self Assessment? Early detection of welfare recipients' barriers to employment facilitates quicker intervention, which increases the probability of successful employment. This type of information can also help in selecting job skill training objectives.

At one sitting of approximately 15 to 20 minutes' duration (testing time), staff can acquire a vast amount of welfare recipient information, which facilitates timely intervention and improves job placement success.

"Comprehensive Yet
Affordable Screening"

Advantages of Screening. Assessment or screening instruments (tests) filter out individuals with serious problems that represent barriers to employment. Serious or severe problems may warrant referral for intervention (e.g., AA, NA or CA meetings or stress management groups) or treatment (e.g., counseling). This filtering system works as follows:

Self Assessment RISK RANGES
Risk Category Risk Range Percentile Total Percentage
Low Risk 0-39% 39%
Medium Risk 40-60% 30%
Problem Risk 70-89% 20%
Severe Risk 90-100% 11%

Reference to the above table shows that a problem is not identified until a scale score is at or above the 70th percentile. These risk range percentiles are based upon the Self Assessment's expanding database. This procedure is fair and avoids extremes, i.e., over-identification or under-identification of problems.

A department or agency's policy might refer clients with  "severe" problem (11%) for further evaluation, intervention or treatment services. In this case, eleven percent (11%) of the people screened (Severe Problem, 90th  to 100th percentile score) would be referred. 

Or, contingent upon staff adopted policy, people with problems and severe problems might be referred. In this case, thirty-one percent (31%) of the people screened (Problem Risk and Severe Problem) would be referred.

In these examples, 89% or 69% (contingent upon adopted policy) of the people screened would not be referred for additional (and expensive) services. Budgetary savings (dollars) would be large with no compromises in clients receiving appropriate evaluation and/or treatment services. Indeed, more welfare recipients would receive needed help. Without a screening program, there is usually more risk of over or under-utilization of additional professional services.

Test Booklets. Self Assessment test booklets are provided free. These booklets contain 103 items (true/false and multiple choice) and are written at a 5th to low 6th grade reading level. If a person can read the newspaper, they can read the Self Assessment.

Reports. In brief, Self Assessment reports summarize the welfare recipient's self-report history, explain what attained scale scores mean and offer score-related recommendations.

Within two (2) minutes of test data entry, automated (computer-scored) 3-page reports are printed on-site. These reports summarize a lot of information in an easily understood format. For example, reports include an Self Assessment profile (graph), which summarizes scale scores at a glance. Also included are attained scale scores, an explanation of what each score means and specific score-related recommendations. In addition, significant items (direct admissions) are highlighted, and answers to a built-in interview (last sequence of questions) are presented. Emphasis is placed on having meaningful reports that are helpful and easily understood.

To go directly to the example Self Assessment report, click on the Self Assessment Report link. After reviewing the report, you can return to this section by clicking on the "Return to Self Assessment Reports Section" link.

Reliability, Validity and Accuracy. The Self Assessment has a built-in database that insures inclusion of all administered tests in a confidential database (no names) manner. This database facilitates annual database analysis of the Self Assessment, and this includes reliability, validity and accuracy determinations. Research and statistical findings are reported in a separate document titled "Self Assessment: An Inventory of Scientific Findings." Annual database analysis further demonstrates that Self Assessment scales have high reliability and validity.

For example, internal consistencies (coefficient alphas) for Self Assessment scales are reported in the following table for some welfare recipients (N=510) screened in the year 2002. This is one among several samples.

An Self Assessment research study is presented at the end of this webpage. To go directly to this research, click the Self Assessment Research Study link.

"Demonstrated Reliability,
Validity and Accuracy"

Self Assessment RELIABILITY (N=510, 2002)
Self Assessment Scales Coefficient Alpha Significant Level
Truthfulness .85 p<.001
Alcohol .88 p<.001
Drugs .86 p<.001
Work Index .84 p<.001
Stress Coping Abilities .84 p<.001

All Self Assessment scales have alpha coefficients well above the professionally accepted standard of .75 and are very reliable. All coefficient alphas are significant at the p<.001 level.

Early validity studies used criterion measures, and Self Assessment scales were validated with other tests, e.g., MMPI L-Scale and F-Scale. Much of this research is summarized in the document titled "Self Assessment: An Inventory of Scientific Findings." Subsequently, additional database research has been completed that supports Self Assessment reliability, validity and accuracy.

Fairness goes beyond reliability and validity. The term applies to accuracy for demographic groups like gender and ethnicity. This research is ongoing. The Self Assessment is a fair test.

Software. The Self Assessment is available in Windows format. Windows diskettes require a one-time computer setup procedure after which Self Assessment data diskettes are used to score and print reports. Training manuals are provided free. New test users can be walked through the scoring procedure over Risk & Needs Assessment, Inc.'s (Risk & Needs) telephone line.

Proprietary Self Assessment diskettes contain 25 or 50 test applications. These 3½" diskettes score, interpret and print reports on-site. Once an Self Assessment account is established, ordered diskettes are mailed to users. Approximately 97% of orders are mailed back to users the same day. When all test applications are used, that diskette is returned to Risk & Needs where the demographics are downloaded into the Self Assessment database for subsequent database analysis. The proprietary "delete names" program is activated by the test user with a few keystrokes to delete all welfare recipient names from the diskette before it is returned. Deleting all recipient names insures protection of each welfare recipient's confidentiality and compliance with HIPAA (federal regulation 45 C.F.R. 164.501).

Database. The Self Assessment system contains a proprietary built-in database. Earlier, it was noted that all used Self Assessment diskettes are returned to Risk & Needs, and the test data is downloaded into the Self Assessment database. This expanding database allows ongoing research and annual summaries of testing programs -- features that were not possible before. Ongoing research ensures quality control. Annual testing program summaries provide for program self-evaluation. The Self Assessment Research link gives access to an Self Assessment research study; whereas the Annual Summary Report link takes you to an example summary report. Both the ongoing research and summary reports are provided to test users free.

Built-in Database. The Self Assessment system contains a proprietary built-in database. And, the Self Assessment permits ongoing research and annual program summary -- at no additional cost. As discussed earlier, when the 25 or 50 tests on a diskette are used, used diskettes are returned to Risk & Needs, checked for viruses and downloaded into the expanding Self Assessment database. Advantages of this proprietary database are many and include database (research) analysis and annual summary reports.

No personal information, names, social security numbers, etc. are ever downloaded into any test database.

Returned diskettes can be summarized on a state, department or agency basis -- at no additional cost to users. Annual summary reports provide information that permits testing program review. The Annual Summary Report link takes you to an example summary report.

After downloading test data returned diskettes are destroyed.

In summary, all returned Self Assessment diskettes' test data is centrally filed in the Self Assessment database at Risk & Needs' offices. This database has many advantages. Database analysis permits ongoing cost-efficient research that includes scale alpha coefficients, ANOVA, frequency distributions, correlations, cross-tab statistics along with reliability, validity and accuracy determinations. The Research Study link takes you to an Self Assessment research study.

Annual Summary Reports

Risk & Needs can access each of its tests' built-in databases for statistical analysis and summarization of all tests administered in a year. Annual Summary Reports are prepared for state, department, agency and even some individual providers -- at no cost to them. These reports are provided as a professional courtesy to large volume test users. Summary reports include demographics, court-history when relevant, and test statistics (reliability, validity and accuracy). Has anyone offered to summarize your testing program? Annually? At no additional cost to you? Minimum testing volume for annual reports is 350 tests. There is no maximum limit. Risk & Needs' annual reports range in size from 350 tests to over 55,000 tests annually. An example Annual Summary Report can be viewed by clicking on this Annual Summary Report link.

Staff Member Input. The Self Assessment is to be used in conjunction with experienced staff judgment. Staff should also interview the welfare recipient.

For these reasons, the following statement is contained in each Self Assessment report: "Self-Assessment Index results are confidential and are working hypotheses. No decision should be based solely upon these results. These test results are to be used in conjunction with experienced staff judgment and review of available records."

"Provides a Sound
Empirical Basis for Decisions"

Why develop the Self Assessment? Job training placement and vocational success often depends upon helping welfare recipients overcome barriers to employment. Many of these barriers to employment include substance (alcohol and other drugs) abuse, self-defeating work attitudes and poorly developed stress coping abilities. Welfare-to-work programs are most effective with early identification of barriers to work so that staff can help participants overcome these obstacles. The Self Assessment was designed specifically to meet these needs -- early identification of barriers to work.

How do you know if the welfare recipient is minimizing problems or even lying? The Self Assessment has a Truthfulness Scale that determines how truthful the recipient was while completing the test. This scale identifies problem minimization and detects faking. And, the Self Assessment doesn't stop there. Error of measurement due to untruthfulness is measured for each scale and converted to Truth-Corrected scores. Raw scores only reflect what the recipient wants staff to know. Truth-Corrected scores reveal what the recipient is trying to hide. Truth-Corrected scores are more accurate than raw scores.

Unique Self Assessment Features

Truthfulness Scale. Measures how truthful the recipient was while completing the Self Assessment. This scale identifies denial, problem minimization and faking. Many welfare recipients attempt to minimize their problems. The Self Assessment Truthfulness Scale has been validated with other tests, truthfulness studies and the Minnesota Multiphasic Personality Inventory (MMPI) L and F-Scales. It consists of a number of items the majority of people in our society agree or disagree with. This important scale has been repeatedly demonstrated to be reliable, valid and accurate. Much of this research is reported in the document titled "Self Assessment: An Inventory of Scientific Findings."

"More Accurate Assessment
with Truth-Corrected Scores"

Truth-Corrected Scores. Truth-Corrected scores have proven to be important in enhancing assessment accuracy. It is important to know if the welfare recipient answered test items truthfully. The Self Assessment Truth Correction program is comparable to the MMPI K-Scale correction methodology. The Self Assessment Truthfulness Scale has been correlated with the other four Self Assessment scales. The Truth Correction equation then converts raw scores to Truth-Corrected scores. As noted above, raw scores reflect what the recipient wants you to know. Truth-Corrected scores reveal what the recipient is trying to hide. Truth-Corrected scores are more accurate than raw scores.

Work Index Scale. The Work Index Scale measures attitude and motivational factors that influence welfare recipients' success in welfare-to-work programs and their subsequent employment.

Attitudes are complex products of experience and learning that include enduring preferences, aversions, prejudices and beliefs. Attitudes can be overt or covert, yet they influence our behavior. Many attitudes, such as the perceived value of work, the impact of work-related expenses, transportation concerns, the influence of family support (or the lack of it), child care responsibilities, the effort involved, welfare recipient commitment, etc. influence the success of welfare-to-work programs and subsequent employment success. Moreover, negative attitudes increase the probability of program failure because they can become barriers to program completion and employment. The Work Index Scale helps us better understand the welfare recipient's attitudes and motivation.

Substance Abuse Screening. Substance abuse screening is important because alcohol and/or drug use is often associated with vocational rehabilitation failures. The Alcohol Scale identifies alcohol use and measure the severity of abuse. The Drugs Scale identifies illicit drugs use and measures the severity of abuse. Inclusion of these two scales helps identification of a person's substance of choice and polysubstance abuse. Substance abuse is acknowledged as an all too common barrier to employment.

Stress Coping Abilities Scale. The Stress Coping Abilities Scale measures how well the welfare recipient handles tension, pressure and stress. This scale goes beyond establishing whether or not the welfare recipient is experiencing stress. It determines how well the welfare recipient handles or copes with stress. Stress exacerbates emotional and mental health symptoms. Consequently, this scale is a non-introversive way to screen established (diagnosable) mental health problems. A welfare recipient scoring at or above the 90th percentile on the Stress Coping Abilities Scale should be referred to a certified/licensed mental health professional for a diagnosis, prognosis and treatment plan, as warranted. This important area of inquiry is missed by other welfare-to-work tests.

More than just another alcohol or drug test. In addition to alcohol and drugs, the Self Assessment assesses other important areas of inquiry like truthfulness, work attitudes and stress coping abilities. The Self Assessment is designed specifically for welfare-to-work programs.

Three ways to give the Self Assessment. The Self Assessment can be administered in three different ways: 1. Paper-pencil test booklet format. This is the most popular testing procedure. 2. The Self Assessment can be given directly on the computer screen. And, 3. Human voice audio involves a computer and headset. The recipient uses the up-down arrow keys. As the welfare recipient goes from question to answer with the arrow keys, that question or answer is highlighted on the monitor (screen) and simultaneously read to the client.

These three test administration modes are discussed in the "Self Assessment: Orientation and Training Manual." Each test administration mode has advantages and some limitation. Risk & Needs offers these three test administration modes so test users can select the one that is best suited to their needs.

Reading impaired assessment. Reading impaired recipients represent 20+ percent of welfare recipients tested. This represents a serious problem to other welfare recipient tests. In contrast, Risk & Needs has developed a proprietary alternative for reading impaired assessment, which is termed "human voice audio."

Human voice audio. Human voice audio is available in English and Spanish. It helps resolve many reading and cultural difference issues. A person's passive vocabulary (what they hear and understand) is often greater then their active (spoken) vocabulary. Hearing items read aloud often helps reduce cultural and communication problems. Human voice audio test presentation requires a computer, earphones and simple instructions regarding how to operate the up-down arrow keys on the computer keyboard. Without this "human voice audio" option, a welfare-to-work program could be limited.

Confidentiality. Risk & Needs encourages users to delete recipient names from diskettes before they are returned to Risk & Needs. This proprietary name deletion procedure involves a few keystrokes. Once welfare recipient names are deleted, they are gone and cannot be retrieved. Deleting names does not delete demographics or test data, which is downloaded into the Self Assessment database for subsequent analysis. This procedure insures client confidentiality and compliance with HIPAA (federal regulation 45 C.F.R. 164.501).

Test data input verification. This proprietary program allows the person that inputs data from the answer sheet into the computer to verify the accuracy of their data input. In brief, test data is input twice, and any inconsistencies between the first and second data entries are highlighted until corrected. When the first and second data entries match or are the same, the staff person may continue. Use of this data input verification procedure is optional, yet strongly recommended by Risk & Needs.

Inventory of Scientific Findings. Much of the Self Assessment research has been gathered together in one document titled "Self Assessment: An Inventory of Scientific Findings." This document summarizes Self Assessment research chronologically -- as the studies were completed.

"More Than Just Another
Alcohol and Drugs Test"

This innovative chronological reporting format was established largely because the Self Assessment database permits annual database analysis of all tests administered that year. It also allows the reader to observe the evolution of the Self Assessment into a state-of-the-art welfare-to-work test.

Staff Training. Risk & Needs' staff are available to participate in Self Assessment training programs scheduled by test users in the United States. Large departments/agencies or statewide programs often are interested in Self Assessment training. Sometimes, smaller agencies or departments get together for a joint Self Assessment training session. Risk & Needs Assessment, Inc. gives attendees certificates attesting to their Self Assessment training.

Staff training is also provided on Fridays at Risk & Needs' Phoenix offices from 8:30 a.m. to 11:30 a.m. or from 1:30 p.m. to 4:30 p.m. These training sessions are free. To participate, contact Risk & Needs at least ten days in advance. Participation is on a first call, first scheduled basis.

Epilogue

The Self-Assessment Index is the product of over 25 years of licensed psychologists' experience evaluating patients, court defendants, employment disability applicants, Job Training Partnership Act (JTPA) participants, worker compensation clients and unemployment compensation recipients. This experience augments years of psychometric research.

The goal from the beginning has been to develop a practical, helpful and psychometrically sound welfare-to-work assessment and screening instrument. Practical in the sense that it is appropriate for the predominately female welfare recipient participant. The testing also needs to be completed in a timely fashion. Helpful in terms of identifying barriers to employment. And, it must be psychometrically sound with regard to reliability, validity and accuracy.

Risk & Needs' staff are proud of the Self Assessment and believe we have attained the goals set forth above, i.e., a practical, helpful and psychometrically sound test.

Self Assessment scales were conceptualized to address common barriers to welfare-to-work success. Five Self Assessment scales (measures) were decided upon because they explore the most common barriers to employment. These 5 scales include: 1. Truthfulness Scale, 2. Alcohol Scale, 3. Drugs Scale, 4. Work Index Scale and 5. Stress Coping Abilities Scale.

Welfare-recipient evaluation or testing has to overcome the recipient's worry, concern or fear that their children will be taken away from them because of their negative work attitudes, mental health problems or substance (alcohol and other drugs) abuse. In programs that do little to resolve these concerns (or inadvertently magnify them), it is difficult to get recipient test-related compliance. Consequently, welfare-to-work tests must be designed to accommodate and overcome these fears. The Self-Assessment Index is uniquely designed to overcome such barriers to welfare-recipient compliance. Few, if any, other tests can overcome these assessment or screening concerns.

The Work Index Scale is innovative in that it acknowledges the importance of welfare recipients' attitudes toward work, training and subsequent employment.

Hopefully, this dialogue explains why the Self Assessment is one of the very few tests designed specifically for welfare-recipient screening. In conclusion, we know user feedback is important. We want to assure Self Assessment users that we will listen to their suggestions. We appreciate Self Assessment user feedback whether it be by telephone, e-mail, fax or letter.

Support Services. Risk & Needs provides a full range of support services that includes: information (descriptive materials, demo diskette and staff presentations);  telephone line (602-234-3506); staff training (manuals, high volume users' on-site presentations); first time user (telephone walk-through scoring); ongoing support (test-related software); Self Assessment updates (no additional cost); free Self Assessment materials (test booklets and training manuals); and other (as long as it's Self Assessment related) support services. Risk & Needs is committed to providing Self Assessment support services to interested parties and test users.

Test Unit Fees (Cost): Self Assessment cost information can be reviewed by clicking on the Test Unit Fee (Cost) link. There is only the one cost or charge, and that is the test unit fee. Everything else is included at no additional cost to the test user. This includes test booklets, answer sheets, training manuals, upgrades, ongoing database research, annual summary testing reports, staff training, and support services. Do not be misled by some test publishers' à la carte pricing like separate costs for each test administration as well as for each of the test-related items listed above. Instead of asking for the test administration cost, ask for the total cost involved in using a test. We believe Risk & Needs' one test unit fee is very affordable.

Free Examination Kit: A 1-test demonstration diskette is available on a 30-day cost free basis. Demo diskettes are in Windows format. The Examination Kit includes a 1-test demo diskette, installation CD (with instructions), test booklet, answer sheet and some descriptive materials. Risk & Needs Assessment, Inc. does want the test booklet and diskette returned within 30 days.

Selecting a Welfare Recipient Assessment or Screening Instrument

If you are selecting a welfare recipient assessment instrument or test, the following Comparison Checklist should be helpful. This checklist itemizes important assessment and screening qualities. The "Other" column represents any other test you might want to compare to the Self-Assessment Index .

TEST COMPARISON CHECKLIST
COMPARISON CATEGORIES Self Assessment Other
Designed Specifically for Welfare Recipients Yes  
Test Reliability and Validity Research Provided Yes  
Test Completed in 15 to 20 Minutes Yes  
On-Site Reports within 2 Minutes Yes  
Truthfulness Scale to Detect Faking Yes  
Truth-Corrected Scores for Accuracy Yes  
Three Test Administration Options Yes  
     1. Paper-Pencil (English and Spanish) Yes  
     2. On Computer Screen (English and Spanish) Yes  
     3. Human Voice Audio (English and Spanish) Yes  
Confidentiality (Delete Names Procedure) Yes  
HIPAA (federal regulation) Compliant Yes  
Test Data Input Verification (Accurate Scoring) Yes  
Built-in Database Yes  
Annual Database Research (free) Yes  
Annual Testing Program Summary (free) Yes  
Alcohol and Drugs Scales Yes  
Work Index Scale (Measures Values and Attitudes to Work) Yes  
Stress Coping Abilities Scale Yes  
Standardized on Welfare-to-Work Applicants Yes  
Easily Understood and Helpful Reports Yes  
Staff Training (Free) Yes  
Examination Kits (Free) Yes  
Very Affordable Test Unit Fee Yes  

Self Assessment Interpretation

An example 3-page Self-Assessment Index, or Self Assessment, report follows this discussion of the Self Assessment interpretation. The example report is provided as a ready reference to augment this dialogue.

The following table is a starting point for interpreting Self Assessment scores.

Self Assessment RISK RANGES
Risk Category Risk Range
Percentile
Total
Percentage
Low Risk 0-39% 39%
Medium Risk 40-69% 30%
Problem Risk 70-89% 20%
Severe Problem 90-100% 11%

A problem is not identified until a scale score is at the 70th percentile or higher. Elevated scale scores refer to scale percentile scores that are at or higher than the 70th percentile. Severe problems are identified by scale scores at or above the 90th percentile. Problem Risk scale scores represent 20% of Self Assessment scores. Severe Problem scores represent the highest 11% of welfare recipients evaluated with the Self Assessment. The Self Assessment's normative sample continues to expand with each Self Assessment test that is administered.

 

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SELF ASSESSMENT EXAMPLE REPORT

Self-Assessment Index 3-page reports utilize a common outline or format, yet are highly individualized. Self Assessment's are scored and reports printed on-site within 2½ minutes of data entry.



Additional information can be provided upon request by writing:
Risk & Needs Assessment, Inc.
P.O. Box 44828
Phoenix, Arizona 85064-4828.

Our telephone number is (602) 234-3506
Our fax number is (602) 266-8227
and our e-mail address is sheryl@riskandneeds.com.


Risk & Needs Assessment, Inc. Copyright © 2007
ALL RIGHTS RESERVED

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